An opportunity with one of the region’s top performing investment management groups has become available for a seasoned professional to lead a team of talented compliance specialists and take responsibility for regulatory and mandate compliance. Your LLB/relevant legal degree plus 10+ years in financial services compliance makes you well placed to take on this strategic role in a fast paced, performance driven environment. Use your expertise in FAIS, FICA, CISCA, Reg 28 etc to guide the organisation from a regulatory point of view, mitigate risk, avoid monetary loss and foster sound relationships with all regulators.
Please send your updated CV to Mikayla at finserv@capitala.co.za